The state of ESEF – Part 1: Taking stock of the first few years
After this year’s filings, we are seeing a shift in conversations with filers: The focus is more on quality and...
Updates & Insights
On The Dot
Regulatory disclosure and compliant communications - direct from the experts.
Podcast: MIC trends to watch: Advancements and innovations for 2026 [7:26]
On The Dot (episode 11) - A conversation with MIC expert Jason Barnard as he shares key trends to elevate your 2026 Management Information Circular.
Updated: October 1, 2025
Podcast: Cybersecurity risk management, strategy, governance and incident disclosure [10:54]
On The Dot (Episode 1) - A conversation with Jennifer Froberg, Senior SEC Product Specialist, about the new cybersecurity disclosure...
Jennifer Froberg - Sr SEC Product Specialist
Medicare Advantage Special Enrollment Periods. Ready to assist enrollees with plan choices?
When unique circumstances hit your membership, they can miss their chance to enroll entirely, or to change plans. Look here...
Summer Beach – Associate Director, Medicare Compliance Solutions
New N-PX reporting requirements for 13F filers (Institutional Investment Managers)
Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds....
Jennifer Froberg - Sr SEC Product Specialist
The SEC modernizes Form N-PX to require Mutual Funds to report proxy votes in XML
Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds....
Jennifer Froberg - Sr SEC Product Specialist
Crossing the finish line: Final review for your 2024 ANOCs and EOCs
Toppan Merrill understands complex, and simple edits are important to your CMS-required ANOC and EOC benefits documents.
Summer Beach – Associate Director, Medicare Compliance Solutions
Important Topics Related to Insider Trading Disclosure and iXBRL Tagging
The SEC continues their focus on effective corporate governance and transparent executive compensation disclosure with the adoption of the Insider Trading...
Jennifer Froberg - Sr SEC Product Specialist
Clarifying SEC Form 144 filing requirements
Understanding the complexities of selling securities, particularly restricted and controlled securities, can be challenging. Although Form 144 is crucial for...
How to choose the best SEC filing agent for an IPO
“Going public” offers private companies powerful growth opportunities — but also comes with a host of responsibilities to meet including...
What is SEDAR+?
The new platform is designed to better support how issuers, SEDAR+ filing agents and data consumers file, disclose and access...