Updates & Insights

Podcast: Cybersecurity risk management, strategy, governance and incident disclosure [10:54]

On The Dot (Episode 1) - A conversation with Jennifer Froberg, Senior SEC Product Specialist, about the new cybersecurity disclosure...

Jennifer Froberg - Sr SEC Product Specialist

September 19, 2023

Corporate Compliance

Medicare Advantage Special Enrollment Periods. Ready to assist enrollees with plan choices?

When unique circumstances hit your membership, they can miss their chance to enroll entirely, or to change plans. Look here...

Summer Beach – Associate Director, Medicare Compliance Solutions

September 14, 2023

Health Plans

New N-PX reporting requirements for 13F filers (Institutional Investment Managers)

Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds....

Jennifer Froberg - Sr SEC Product Specialist

September 5, 2023

Corporate Compliance Financial Services

The SEC modernizes Form N-PX to require Mutual Funds to report proxy votes in XML

Mutual Funds are required to report annually on Form N-PX the proxy votes they exercise for securities the fund holds....

Jennifer Froberg - Sr SEC Product Specialist

August 11, 2023

Corporate Compliance Financial Services

Crossing the finish line: Final review for your 2024 ANOCs and EOCs

Toppan Merrill understands complex, and simple edits are important to your CMS-required ANOC and EOC benefits documents.

Summer Beach – Associate Director, Medicare Compliance Solutions

August 7, 2023

Health Plans

Important Topics Related to Insider Trading Disclosure and iXBRL Tagging

The SEC continues their focus on effective corporate governance and transparent executive compensation disclosure with the adoption of the Insider Trading...

Jennifer Froberg - Sr SEC Product Specialist

June 19, 2023

Corporate Compliance

Clarifying SEC Form 144 filing requirements

Understanding the complexities of selling securities, particularly restricted and controlled securities, can be challenging. Although Form 144 is crucial for...

Toppan Merrill

June 16, 2023

Corporate Compliance

How to choose the best SEC filing agent for an IPO

“Going public” offers private companies powerful growth opportunities — but also comes with a host of responsibilities to meet including...

Toppan Merrill

June 15, 2023

Capital Markets

What is SEDAR+?

The new platform is designed to better support how issuers, SEDAR+ filing agents and data consumers file, disclose and access...

Toppan Merrill

June 2, 2023

Capital Markets Corporate Compliance

CMS Changes the Definition of Marketing

We’ve heard the saying, “history repeats itself.” This rings true with yet another Centers for Medicare & Medicaid Services (CMS)...

Summer Beach – Associate Director, Medicare Compliance Solutions

May 30, 2023

Health Plans